Server data from the Official MCP Registry
Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.
About
Vet US financial advisors and firms from live FINRA BrokerCheck records with ranked red flags.
Remote endpoints: streamable-http: https://broker-advisor-check-mcp.mcpize.run/mcp
Security Report
Valid MCP server (2 strong, 2 medium validity signals). No known CVEs in dependencies. Imported from the Official MCP Registry. Trust signals: trusted author (4/4 approved).
Endpoint verified · Requires authentication · 1 issue found
Security scores are indicators to help you make informed decisions, not guarantees. Always review permissions before connecting any MCP server.
Permissions Found in Source Code
Found by scanning the linked source code. This listing connects to a hosted endpoint, so none of this runs on your machine: it describes what the server software does where it is hosted.
How to Connect
Remote Plugin
No local installation needed. Your AI client connects to the remote endpoint directly.
Add this to your MCP configuration to connect:
{
"mcpServers": {
"io-github-tylerscomic-lab-broker-advisor-check-mcp": {
"url": "https://broker-advisor-check-mcp.mcpize.run/mcp"
}
}
}Documentation
View on GitHubFrom the project's GitHub README.
FINRA Broker & Advisor Check
Look up and vet US financial advisors, brokers and firms from live FINRA BrokerCheck records: registration status, disclosures, employment history and plain-English red flags, plus questions to ask before you hand over money.
Check an advisor before you trust them with money
Pulls FINRA BrokerCheck public records live on every call, so the answer is today's record, not a stale copy. Search by name, then vet by CRD number.
What you get
- Registration status for broker and investment-adviser roles.
- Disclosures with type, date, resolution, allegations and sanctions (regulatory, customer dispute, criminal, financial, termination).
- Employment history: current and previous firms, years in the industry, how often they move.
- Ranked red flags in plain English, plus questions to ask them directly.
Tools
search_advisor: find an advisor by name, optionally by state.get_advisor_profile: the full public record for a CRD number.vet_advisor: red flags ranked high/medium/low and questions to ask.search_firmandget_firm_profile: the same for firms.
Good for
Individuals checking an advisor, family members protecting older relatives from investment fraud, compliance teams, journalists, and agents that need verified registration data instead of guessing.
A disclosure is a reportable event, not proof of wrongdoing, and many are dismissed or settled without a finding. Always confirm on brokercheck.finra.org. Not investment or legal advice.
Use it
Hosted on MCPize with a free tier (10 calls a day). Remote MCP endpoint (streamable HTTP, API key from MCPize):
https://broker-advisor-check-mcp.mcpize.run/mcp
Or run it yourself:
npm install
node server.js # listens on :8080, MCP at /mcp
MIT licensed.
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